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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-06 |
Branch Locations
7421 Carmel Executive Park Suite 226, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryan-Hess-Morais Financial Advisors, Inc. | Charlotte | NC | 10/1998 | Present |
| The Investment Center Inc | Charlotte | NC | 07/2010 | 03/2025 |
| Ic Advisory Services Inc | Charlotte | NC | 07/2010 | 03/2025 |
| Lpl Financial Llc | Charlotte | NC | 03/2025 | Present |
1. 03/06/2025- Ryan Hess Morais Financial Associates, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/01/1999- 1 Hour Per Month- 1 Hour During Trading 2. 03/06/2025- Ryan Hess Morais Financial Associates, Inc.- Non-Variable Insurance Commission Trails- INV Related- At Reported Business Location(s)- Start date 10/01/1999 3. 03/06/2025-Tryon Garden Club- Non-Profit Board Member- Not INV Related- At Tryon, NC- Start date 10/01/2024- 5 Hours Per Month 4. 03/06/2025- Downtown Advisory Board- Politics/ Government- Not INV Related- At Hendersonville, NC- Start date 10/01/2014- 10 Hours Per Month 5. 03/06/2025- City of Hendersonville- Non-profit volunteer (not on board)- Not INV Related- At Hendersonville, NC- Start date 10/01/2014- 5 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-02-15 |
| S65 | Uniform Investment Adviser Law Examination | 1991-01-17 |
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