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John Francis Ryan

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06

Branch Locations

7421 Carmel Executive Park Suite 226, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ryan-Hess-Morais Financial Advisors, Inc. Charlotte NC 10/1998 Present
The Investment Center Inc Charlotte NC 07/2010 03/2025
Ic Advisory Services Inc Charlotte NC 07/2010 03/2025
Lpl Financial Llc Charlotte NC 03/2025 Present
  • 10/1998 → Present
    Ryan-Hess-Morais Financial Advisors, Inc.
    Charlotte, NC
  • 07/2010 → 03/2025
    The Investment Center Inc
    Charlotte, NC
  • 07/2010 → 03/2025
    Ic Advisory Services Inc
    Charlotte, NC
  • 03/2025 → Present
    Charlotte, NC
Previous Registrations
  • 2010-07-23 → 2025-03-06
    Ic Advisory Services, Inc.
    Charlotte, NC
    Bedminster, NJ
  • 2003-03-13 → 2010-07-22
    Next Financial Group, Inc.
    Charlotte, NC
  • 2001-12-31 → 2003-03-13
    Ffp Advisory Services Inc
    Charlotte, NC
Other Businesses

1. 03/06/2025- Ryan Hess Morais Financial Associates, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/01/1999- 1 Hour Per Month- 1 Hour During Trading 2. 03/06/2025- Ryan Hess Morais Financial Associates, Inc.- Non-Variable Insurance Commission Trails- INV Related- At Reported Business Location(s)- Start date 10/01/1999 3. 03/06/2025-Tryon Garden Club- Non-Profit Board Member- Not INV Related- At Tryon, NC- Start date 10/01/2024- 5 Hours Per Month 4. 03/06/2025- Downtown Advisory Board- Politics/ Government- Not INV Related- At Hendersonville, NC- Start date 10/01/2014- 10 Hours Per Month 5. 03/06/2025- City of Hendersonville- Non-profit volunteer (not on board)- Not INV Related- At Hendersonville, NC- Start date 10/01/2014- 5 Hours Per Month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-02-15
S65 Uniform Investment Adviser Law Examination 1991-01-17
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15
  • S65 Uniform Investment Adviser Law Examination
    1991-01-17
Other Names
  • John Francis Ryan

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