David Lawrence Zoll

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 04/2019
  Fieldpoint Private Securities, Llc
  Westport, CT
• 04/2019 → Present
  Hightower Securities, Llc
  New York, NY

Previous Registrations

• 2012-06-25 → 2019-05-03
  Dominari Securities Llc
  New York, NY
  New York, NY
  New York, NY
• 2009-04-02 → 2012-07-03
  Barclays Capital Inc.
  New York, NY
• 2002-05-23 → 2007-04-12
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-09
• S63 Uniform Securities Agent State Law Examination
  1983-04-05