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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-21
TX RA APPROVED 2015-03-06
  • FL RA
    APPROVED
    Since 2018-09-21
  • TX RA
    APPROVED
    Since 2015-03-06

Branch Locations

Five Post Oak Park 4400 Post Oak Pkwy, Ste 2790, Houston, TX 77027 • United States

945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Houston TX 03/2015 Present
  • 03/2015 → Present
    Robert W. Baird & Co.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-25
S65 Uniform Investment Adviser Law Examination 1997-03-11
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    1997-03-11

View on SEC IAPD

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