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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-05 |
Branch Locations
225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States
Cupertino, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Independent Insurance Brokering; Connecticut General; 09/18/1998; Fixed Annuity / Pruco; 09/28/2004; Fixed Annuity / Genworth; 10/22/2003; Fixed Annuity / Equitable (Previously AXA); 10/23/2003; Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-03 |
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