Cindy Aline Miller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Cindy A Miller D/B/A Miller Financial Services
  Vestal , NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Vestal, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/1998 → 09/2025
  Avantax Investment Services, Inc.
  Vestal, NY
• 04/1989 → Present
  Miller Financial Services
  Las Vegas/Salinas/Greene/Johnson City, Ny, NV

Previous Registrations

• 2021-07-14 → 2025-09-05
  Avantax Advisory Services
  Johnson City, NY
  Vestal, NY
  Dallas, TX

Other Businesses

1) Cindy A Miller, CPA~'NIR'~116 Harry L Drive~Johnson City~NY~13790~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2003~80hrs~80hrs~Accounting and tax return preparation|Miller Financial Services~'NIR'~116 Harry L Drive~Johnson City~NY~13790~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1999~80hrs~80hrs~Accounting and tax return preparation| 2)Miller Financial Services; Owner/Sole Proprietor; Tax Preparation/Accounting; NIR; 80; 01/01/1999; 116 Harry L Drive Johnson City NY 13790; Accounting and tax return preparation 3) NAME OF OTHER BUSINESS: CINDY A MILLER D/B/A MILLER FINANCIAL SERVICES: INVESTMENT RELATED:YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING TAX PREPARATION; START DATE: 1/1/99; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS:20: BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX PREPARATION SERVICES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-22

Designations

• Certified Financial Planner

Other Names

• Cindy Kaelin
• Cindy Aline Kaelin