Brenda Joyce Dock

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-05-04
TX	RA	APPROVED	2006-10-18
FL	RA	APPROVED	2004-10-04
OH	RA	APPROVED	2004-04-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Farmington Hills	MI	10/1999	Present

10/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Farmington Hills, MI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-17
S63	Uniform Securities Agent State Law Examination	1998-11-24