Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| OK | RA | APPROVED | 2023-02-21 |
Branch Locations
6060 S American Plaza St E Ste 350, Tulsa, OK 74135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tulsa | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2016 | 02/2023 |
| Wells Fargo Advisors Financial Network, Llc | Tulsa | OK | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-20 |
Reach out to this advisor