James Mark Mclaughlin

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Raymond James & Associates
  Princeton, NJ

Previous Registrations

• 1992-06-29 → 2007-07-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ
  Princeton, NJ

Other Businesses

1) Name of Business : Estate of John McLaughlin Address: Newtown , PA Nature of the Business: Executor Position/Title: Executor Investment Related: Yes Start Date: 11/28/2018 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: Executor Name of Business : Estate of Alice McLaughlin Address: Newtown , PA Nature of the Business: Executor Position/Title: Executor Investment Related: Yes Start Date: 11/28/2018 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 3 Description of duties: Executor

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-16
• S63 Uniform Securities Agent State Law Examination
  1983-04-06

Other Names

• James Mark Mclaughlin
• Jim Mclaughlin