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Anthony George Kutsaftis

LPl Enterprise, LLC

Middletown, RI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-11-14
  • RI RA
    APPROVED
    Since 2024-11-14

Branch Locations

702 Aquidneck Avenue, Middletown, RI 02842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Middletown RI 11/1977 Present
Pruco Securities, Llc. Middletown RI 11/1977 11/2024
Lpl Enterprise, Llc Middletown RI 11/2024 Present
Previous Registrations
Other Businesses

1) 08/22/2024 - Aquidneck Island Insurance - Owner of P&C business - Property and Casualty - Inv Related - At MIDDLETOWN, RI - Start Date 11/28/1977 - 60hrs/mth - 60hrs/mth During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-25
  • S63 Uniform Securities Agent State Law Examination
    1984-07-25
Designations
Other Names
  • Anthony George Kutsaftes

View on SEC IAPD

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