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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Middletown | RI | 11/1977 | Present |
| Pruco Securities, Llc. | Middletown | RI | 11/1977 | 11/2024 |
| Lpl Enterprise, Llc | Middletown | RI | 11/2024 | Present |
1) 08/22/2024 - Aquidneck Island Insurance - Owner of P&C business - Property and Casualty - Inv Related - At MIDDLETOWN, RI - Start Date 11/28/1977 - 60hrs/mth - 60hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-07-25 |
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