Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Southampton | NY | 07/2016 | Present |
G. P. CARPENTRY INC. 45 CULROSS DRIVE ROCKY POINT NY 11778, HOME IMPROVEMENTS. WILL DEVOTE 10 HOURS A MONTH STARTING ON 4/3/06 AND RECEIVE $400.00
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-05 |
Reach out to this advisor