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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-03 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2016-12-01 |
Branch Locations
250 Delaware Avenue, Buffalo, NY 14202 • United States
Placida, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Buffalo | NY | 08/2015 | Present |
SOURCE LAKE HOLDING CORP - NOT INVESTMENT RELATED, 35 PARK LANE, ROCHESTER, NY 14625. BOY'S SUMMER CAMP (CAMP PATHFINDER) C0-OWNER. SEPT. 1999-START DATE, 7 HOURS PER MONTH, 1 HOUR PER MONTH DURING TRADING HOURS. DUTIES ARE TO VERSEE A FULL TIME PROFESSIONAL STAFF. 2)BV B401 LLC / 4228 Lower River Road Youngstown,NY 14174 / Other/ Real Estate / Real Estate / Partner / / Managing partner of LLC / Start Date 7/12/16 LLC / 3) 200 Delaware Ave, LLC / Lippes Mathias Wexler Friedman LLP, 50 Fountain Plaza, Ste 1700 Buffalo,NY 14202 / Partnership/ Real Estate / This is a single member LLC for which I am the sole member for purposes of purchasing a condo for my living purposes. The LLC is purchasing the condo as to keep this real estate transaction publicly disclosed that I am the owner. / Partner / / N/A / Start Date 12/30/2016 / 4) 6501 Wheeler Road, Town of Newfane, The is a piece of real estate co-owned Joint Tenants in common with M.M. The property is leased to another business (ice cream stand) for which I have zero involvement. I am not responsible for the lease and the lease is not with me. The lease is with M.M. company and I receive a disbursement of income periodically for my investment in the property, Proprietor / owner, I strictly own the land/property as joint tenants in common. There is a business (ice cream stand) that pays rent to the other owner. I receive a portion as income from the real estate.Start date-5/7/2013, New faneNYUnited States.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-05 |
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