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William Thomas Parker

Abg Financial Services, Inc.

Atlanta, GA

CRD 1106110

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Employer firm

Abg Financial Services, Inc. CRD 170225

$9.79M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Abg Financial Services, Inc.

3043 Riverstone Trail Suite 100, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-02
GA RA APPROVED 2014-01-23
  • TX RA
    APPROVED_RES
    Since 2018-02-02
  • GA RA
    APPROVED
    Since 2014-01-23

Branch Locations

3043 Riverstone Trail Suite 100, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assured Benefits Group, Inc Atlanta GA 03/1983 Present
Phoenix Mutual Life Ins.CO. Hartford CT 03/1983 Present
Abg Financial Services, Inc Atlanta GA 12/1995 Present
Abg Financial Service, Inc Atlanta GA 01/2014 Present
  • 03/1983 → Present
    Assured Benefits Group, Inc
    Atlanta, GA
  • 03/1983 → Present
    Phoenix Mutual Life Ins.CO.
    Hartford, CT
  • 12/1995 → Present
    Atlanta, GA
  • 01/2014 → Present
    Abg Financial Service, Inc
    Atlanta, GA
Previous Registrations
  • 2003-09-19 → 2014-02-27
    Fsc Securities Corporation
    Atlanta, GA
  • 2003-08-08 → 2010-01-08
    Abg Financial Services, Inc.
    Atlanta, GA
Other Businesses

1A) INSURANCE: ASSURED BENEFITS GROUP, INC., INVESTMENT RELATED, 3043 RIVERSTONE TRAIL ATLANTA, GA 30339, OWNER/AGENT, STARTED 3/31/1983, 60 HRS/MONTH, 60 HRS DURING TRADING HRS, INSURANCE SALES. 1B) POLARIS ADVICE, INVESTMENT RELATED, SENIOR ADVISOR, STARTED 8/1/2011, 5 HRS/MONTH, 5 HRS DURING TRADING HRS, WORK AS SENIOR ADVISOR TO ANOTHER ADVISOR REGARDING INSURANCE MATTERS/NO COMPENSATION. 2) CORPORATE RIA: FSC SECURITIES, MARKETED THRU ABG FINANCIAL SERVICES, INC., INVESTMENT RELATED, 3043 RIVERSTONE TRAIL ATLANTA, GA 30339, OWNER/AGENT, STARTED 7/1/1999, 10 HRS/MONTH, 2 HRS DURING TRADING HRS, CONSULT WITH CLIENTS REGARDING INVESTMENT PLANS AND STRATEGIES. 3) AECS INTERNATIONAL, LLC, NON INVESTMENT RELATED, 3043 RIVERSTONE TRAIL ATLANTA, GA 30339, MANAGING DIRECTOR, STARTED 2005, 10 HRS/MONTH, 10 HRS DURING TRADING HRS, CREATOR , DEVELOPER AND MANAGER OF A DATA BASE MANAGEMENT SYSTEM, NO COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-31
S63 Uniform Securities Agent State Law Examination 1983-04-12
  • S65 Uniform Investment Adviser Law Examination
    1995-01-31
  • S63 Uniform Securities Agent State Law Examination
    1983-04-12
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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