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Abg Financial Services, Inc. CRD 170225
$9.79M regulatory AUM 2 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3043 Riverstone Trail Suite 100, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-02 |
| GA | RA | APPROVED | 2014-01-23 |
Branch Locations
3043 Riverstone Trail Suite 100, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assured Benefits Group, Inc | Atlanta | GA | 03/1983 | Present |
| Phoenix Mutual Life Ins.CO. | Hartford | CT | 03/1983 | Present |
| Abg Financial Services, Inc | Atlanta | GA | 12/1995 | Present |
| Abg Financial Service, Inc | Atlanta | GA | 01/2014 | Present |
1A) INSURANCE: ASSURED BENEFITS GROUP, INC., INVESTMENT RELATED, 3043 RIVERSTONE TRAIL ATLANTA, GA 30339, OWNER/AGENT, STARTED 3/31/1983, 60 HRS/MONTH, 60 HRS DURING TRADING HRS, INSURANCE SALES. 1B) POLARIS ADVICE, INVESTMENT RELATED, SENIOR ADVISOR, STARTED 8/1/2011, 5 HRS/MONTH, 5 HRS DURING TRADING HRS, WORK AS SENIOR ADVISOR TO ANOTHER ADVISOR REGARDING INSURANCE MATTERS/NO COMPENSATION. 2) CORPORATE RIA: FSC SECURITIES, MARKETED THRU ABG FINANCIAL SERVICES, INC., INVESTMENT RELATED, 3043 RIVERSTONE TRAIL ATLANTA, GA 30339, OWNER/AGENT, STARTED 7/1/1999, 10 HRS/MONTH, 2 HRS DURING TRADING HRS, CONSULT WITH CLIENTS REGARDING INVESTMENT PLANS AND STRATEGIES. 3) AECS INTERNATIONAL, LLC, NON INVESTMENT RELATED, 3043 RIVERSTONE TRAIL ATLANTA, GA 30339, MANAGING DIRECTOR, STARTED 2005, 10 HRS/MONTH, 10 HRS DURING TRADING HRS, CREATOR , DEVELOPER AND MANAGER OF A DATA BASE MANAGEMENT SYSTEM, NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-12 |
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