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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NJ | RA | APPROVED | 2009-10-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Maplewood, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 10/2009 | Present |
| City National Bank | Florham Park | NJ | 06/2018 | Present |
NAME OF BUSINESS: 44TH STREET REALTY, LLC; ADDRESS OF BUSINESS: 211 EAST 123RD STREET, NY, NY 10035; NATURE OF BUSINESS: REAL ESTATE PARTNERSHIP; START DATE: 07/01/13, END DATE: NO ANTICIPATED END DATE; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: OWNER-PASSIVE; HOURS PER MONTH: 0; HOURS DEVOTED DURING TRADING HOURS: 0; DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-21 |
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