David Gene Benedict

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-02-03
NY	RA	APPROVED	2021-08-03

SC RA
APPROVED

Since 2025-02-03
NY RA
APPROVED

Since 2021-08-03

Branch Locations

Hilton Head, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investor Services	Rochester	NY	11/2010	05/2017
Massmutual Financial Group	Rochester	NY	11/2010	05/2017
Cadaret, Grant & Co., Inc.	Rochester	NY	05/2017	09/2018
Lpl Financial Llc	Rochester	NY	09/2018	Present

11/2010 → 05/2017

Mml Investor Services

Rochester, NY
11/2010 → 05/2017

Massmutual Financial Group

Rochester, NY
05/2017 → 09/2018

Cadaret, Grant & Co., Inc.

Rochester, NY
09/2018 → Present

Lpl Financial Llc

Rochester, NY

Previous Registrations

2017-05-10 → 2018-09-19

Cadaret, Grant & Co., Inc.

Rochester, NY
2015-01-05 → 2017-05-08

Mml Investors Services, Llc

Rochester, NY

Other Businesses

1. 4/26/2019 - KAFL Insurance Resources - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1995 - 4 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-07-20

S63 Uniform Securities Agent State Law Examination

1998-07-20

Designations

Chartered Financial Consultant

View on SEC IAPD