Kim Ciccarelli Kantor

Current Employers

Employment History

• 03/1984 → Present
  Fsc Securities Corporation
  Naples, FL
• 02/1995 → 11/2023
  Fsc Securities Corporation
  Naples, FL
• 10/1985 → Present
  Ciccarelli Advisory Services
  Naples, FL
• 01/2021 → Present
  Ciccarelli Advisory Management, Llc
  Naples, FL
• 11/2023 → Present
  Osaic Wealth, Inc.
  Naples, FL

Previous Registrations

• 1992-09-25 → 2023-11-03
  Fsc Securities Corporation
  Naples, FL

Other Businesses

1) PTNR IN HOLDING CO. BUILDING 101D LLC, REAL ELLC.NOT INVEST.-REL., NO COMP. RECEIVED, ZERO HRS SPENT ON ACTIVITY. 2) NINETY-SIX 01, LLC POS: MBR. NAT: LLC INVEST. REL: YES, NO. OF HRS:2 INVEST. REL. HRS:0 DATE: 06/30/13; ADDR:9601 TAMIAMI TRAIL N, NAPLES FL 34108; DESCR: MBR. 3) CAS ADV.Y MGMT, LLC POS: Manag ptnr NAT: LLC INVEST. REL:NO NO. OF HRS:2 SEC. TRADING HRS:0 DATE:02/08/01; ADDR: 9601 Tamiami Trail N, Naples FL 34108; DESCR: Manag ptnr 4) NCH HEALTHCARE SYSTEM POS: Fdtn Comm. Mbr. NAT: Not for profit 501(c)(3) org INVEST. REL: No NO. OF HRS:5 SEC. TRADING HRS:0 DATE:01/01/09; ADDR:350 7th St N, Naples FL 34102. DESCR: Finance Comm. mbr. 5) KIM KANTOR POS: Statutory Agent-NAT: Sole Proprietorship-INVEST. REL: Yes, NO. OF HRS:1SEC. TRADING HRS:1 DATE: 03/01/83. ADDR:9601 Tamiami Trl N, Naples FL 34108 DESCR: Ins. Agent ADDR:9601 TAMIAMI TRL N NAPLES FL 34108, DESCR: Ins. Agent 6) SPERLONGA PROP LLC POS: Mbr. NAT: LLC INVEST. REL: Yes, NO. OF HRS:2 SEC. TRADING HRS:2 DATE:06/01/20; ADDR:285 Grande Way,1202, Naples FL 34110 DESCR: Real estate ownership 7) CICCARELLI ADV.Y SVC., INC POS: Other-Registered with corporate RIA NAT: RIA; INVEST. REL: Yes, NO. OF HRS:40 SEC. TRADING HRS:160 DATE:01/01/21. ADDR: 9601 Tamiami Trl N Naples FL 34108 DESCR: Financial Planning in Invest. adv. firm 8) NOTARY PUBLIC POS: Notary Public NAT: Notary public INVEST. REL: Yes, NO. OF HRS:1 SEC. TRADING HRS:1 DATE: 09/21/99. ADDR:285 Grande Way, #1202, Naples FL 34110 DESCR: Acknowledge execution-understanding of signor for purpose & contents of document. 9) NCH HWay, SYSTEMS POS: Chair Professional Adv.s Comm. NAT: Cmty Hospital-Health Care System INVEST. REL: No NO. OF HRS 2 SEC. TRADING HRS:1 DATE:07/01/22 ADDR:350 Seventh St. N, Naples FL 34102 DESCR: Facilitate meetings for NCH Professional Adv. Council. Help educate professional cmty on H/C system &build advocacy. 10) NAPLES REALTY SVCS, INC (S-CORP) POS: realtor NAT: Real elicense. Hold real elicense, make referrals to other agents on limited basis Mbr. of NABOR. INVEST. REL: Yes NO. OF HRS:1 SEC. TRADING HRS:0 DATE:09/01/24 ADDR:1100 Fifth Ave S, Ste 409, Naples FL 34102 DESCR: licensed realtor 11) FGCU FOUNDATION BOARD OF DIRECTORS POS: BM NAT: Part of FL. Univ System, nonprofit INVEST. REL: No NO. OF HRS:3 SEC. TRADING HRS:3 DATE:07/31/24 ADDR: 11090 FGCU Blvd N, Fort Myers FL 33965 DESCR: Ensure mission-purpose of Foundation are being fulfilled & applicable policies-procedures are being followed. Attend Board meetings to be up to date with Univ. academics, student offerings, metrics, financials for FDN. Provide sounding board for Pres. with respect to growing student body, offerings &increasing donor awareness. I do not receive assets nor have any control over the finances of Univ. 12) CONSERVANCY OF SW FL. POS: Planned Giving CMTE mbr. NAT: Not for Profit 501(c)(3) org. INVEST. REL: No NO. OF HRS:1 SEC. TRADING HRS:0 DATE:01/01/07 ADDR:1495 Smith Preserve Way, Naples FL 34102 DESCR: CMTE Mbr. 13) CMTY FOUNDATION OF COLLIER COUNTY POS: Ttee Emeriti NAT: Non-Profit 501(c)(3) Org. INVEST. REL: No NO. OF HRS:1 SEC. TRADING HRS:1 DATE:06/01/17 ADDR:1110 Pine Ridge Rd. #200 Naples FL 34108 DESCR: Attend monthly meetings 14) CAS ADV.Y MGMT., LLC POS: Manag ptnr NAT: LLC INVEST. REL: No NO. OF HRS: 4 SEC. TRADING HRS:0 DATE:02/08/01 ADDR:9601 Tamiami Trail N, Naples FL 34108 DESC: Manag ptnr entity is administration bill paying & operating business 15)CICCARELLI ADV.Y SVC., INC POS: Pres. NAT: C- Corporation Registered Invest. Adviser INVEST. REL: Yes NO. OF HRS: 40 SEC. TRADING HRS: 160 DATE: 01/01/21 ADDR: 9601 Tamiami Trail N, Naples FL 34108 DESC: Invest. Adv. Representative 16)CICCARELLI ADV.Y SVC., INC POS: Pres. NAT: Corporation^Registered Invest. Adviser - INVEST. REL: Yes, NO. OF HRS: 120 SEC. TRADING HRS: 100 DATE: 03/01/83 ADDR: 9601 Tamiami Trail N, Naples FL 34108 DESC: Pres./CEO and Invest. adv. Svc. to clients as their primary plan

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1983-10-20

Designations

Other Names

• Kim Ann Ciccarelli
• Kim Ciccarelli Banta
• Kim Ciccarelli Banta