Theodore Richard Arch

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 10/2019
  Fsc Securities Corporation, Inc.
  Atlanta, GA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2003-10-29 → 2019-10-11
  Fsc Securities Corporation
  Roswell, GA
  Roswell, GA
  Marietta, GA
• 2003-01-21 → 2003-10-29
  Park Avenue Securities Llc
  Marietta, GA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/02/19. 2. ARCH WEALTH MANAGEMENT, 4910 CLIMBING VINE PLACE NE, MARIETTA, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,10/01/20, NIR, 5 HR/MO- 0/TRADING HR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-22

Designations

• Certified Financial Planner