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Jaime A Bueno

Morgan Stanley

Carlsbad, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
CA RA APPROVED 2019-03-28
  • TX RA
    APPROVED
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2019-03-28

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Carlsbad CA 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-30
S63 Uniform Securities Agent State Law Examination 2006-08-26
  • S65 Uniform Investment Adviser Law Examination
    2019-05-30
  • S63 Uniform Securities Agent State Law Examination
    2006-08-26
Other Names
  • Jaime A. Bueno

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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