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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1995-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Olympia | WA | 07/1993 | Present |
| Bank Of America,N.A. | Olympia | WA | 06/2011 | Present |
I*43177 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STIKKER FAMILY PARTNERSHIP INVESTMENT RELATED: NO ADDRESS OF BUSINESS: DALTON, NEBRASKA 98506 POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/1/1995 NUMBER OF HOURS DEVOTED: 1 HOUR MHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGRICULTURAL PRODUCTION. LANDLORD. I*4435267 Entity Type: Fiduciary role Name of OBA: W. A S. TTEE J. A H. TTEE U/A DTD 09/19/2024 - S. H. Revocable Trust Address: Olympia, Washington, 98506 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 08/06/1993 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-02 |
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