Sherry Allyn Adler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2025
  Next Financial Group, Inc.
  Houston, TX
• 09/2004 → 04/2019
  Quintenssential Financial Group
  Mission Viejo, CA
• 07/2025 → Present
  Lpl Financial Llc
  Helendale, CA

Previous Registrations

• 2016-06-09 → 2025-07-10
  Next Financial Group, Inc.
  Newport Beach, CA
  Helendale, CA
  Laguna Niguel, CA

Other Businesses

1. 07/10/2025- Aerie Financial Planning-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/11/2025- 160 Hours Per Month- 160 Hours During Trading 2. 07/10/2025- Sherry A. Adler- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/11/2025- 10 Hours Per Month- 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-06-06
• S65 Uniform Investment Adviser Law Examination
  1994-05-19
• S63 Uniform Securities Agent State Law Examination
  1983-05-03

Other Names

• Sherry Lawlor
• Sherry Steelman
• Sherry Allyn Lawlor