Glenn Clarence Guerin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-04-09
NJ	RA	APPROVED	2004-10-20

TX RA
APPROVED

Since 2013-04-09
NJ RA
APPROVED

Since 2004-10-20

Branch Locations

Peapack Gladstone Bank 619 East Main St, Bridgewater, NJ 08807 • United States

Peapack Gladstone Bank 15 Mountain View Rd, Warren, NJ 07059 • United States

1038 Stelton Road, Piscataway, NJ 08854 • United States

500 Hills Dr, Bedminster, NJ 07921 • United States

468 Rt 202/206 N Peapack Gladstone Bank, Bedminster, NJ 07921 • United States

438 Rt 513 Peapack Gladstone Bank, Califon, NJ 07830 • United States

59 East Mill Rd Peapack Gladstone Bank, Long Valley, NJ 07853 • United States

169 Lamington Rd Peapack Gladstone Bank, Oldwick, NJ 08858 • United States

350 Main St Peapack Gladstone Bank, Chester, NJ 07930 • United States

417 Route 206 N Peapack Gladstone Bank, Hillsborough, NJ 08844 • United States

58 Mountain Blvd Peapack Gladstone Bank, Warren, NJ 07060 • United States

190 Main Street, Gladstone, NJ 07934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger	Gladstone	NJ	10/2004	Present
Peapack-Gladstone Bank	Gladstone	NJ	10/2004	Present

10/2004 → Present

Linsco/Private Ledger

Gladstone, NJ
10/2004 → Present

Peapack-Gladstone Bank

Gladstone, NJ

Previous Registrations

2004-03-22 → 2004-09-28

Pnc Wealth Management Llc

Bridgewater, NJ
2003-03-21 → 2004-03-29

Uvest Financial Services Group, Inc.

Bridgewater, NJ

Other Businesses

1) 02/04/2025 - Peapack Private Bank and Trust - Investment Related - DBA for LPL Business (entity for LPL business) - edminster, NJ - Start Date:01/01/2025 - 240 Hrs/Mth - 140 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-22
S63	Uniform Securities Agent State Law Examination	1997-06-06

S66 Uniform Combined State Law Examination

2021-06-22
S63 Uniform Securities Agent State Law Examination

1997-06-06

Designations

Certified Financial Planner

View on SEC IAPD