Dennis Michael Wallace

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Lpl Financial Llc
  Malvern, PA
• 08/2012 → Present
  Private Advisor Group, Llc
  Malvern, PA

Previous Registrations

• 1998-11-03 → 2006-03-13
  Eagle Strategies Llc
  Fort Washington, PA

Other Businesses

1. 10/26/2010: D. M. WALLACE & CO. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/11/2012: PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 90% - (HYBRID) PROVIDE FINANCIAL PLANS FOR A FEE. 3. 5/12/2014 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 5% - WRITING OF LIFE, LTC, DISABILITY INSURANCE AND FIXED ANNUITIES. 4. 10/28/2021 - Financial Planning Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/27/2021 - 120 Hours Per Month/60 Hours During Securities Trading - Provide the following advisory services: financial planning services, portfolio mgmt for individuals and/or small businesses. Compensated for advisory services by a percentage of assets under mgmt and hourly charges. 5. 11/2/2021 - Private Advisor Group - DBA: (Hybrid) FPA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/27/2021 - 120 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-06
• S63 Uniform Securities Agent State Law Examination
  1987-03-24