James Stephen Wolfson

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-13

TX RA
APPROVED

Since 2017-06-13

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Natick, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Wellesley	MA	01/2015	03/2017
Mml Investors Services, Llc	Needham	MA	03/2017	Present
Massmutual Life Insurance Company	Needham	MA	07/2016	Present

01/2015 → 03/2017

Metlife Securities Inc.

Wellesley, MA
03/2017 → Present

Mml Investors Services, Llc

Needham, MA
07/2016 → Present

Massmutual Life Insurance Company

Needham, MA

Previous Registrations

2010-03-09 → 2018-04-05

Mariner

Overland Park,, KS

Wellesley, MA

Other Businesses

Name: James Wolfson Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: Individual Life, Health and Group Health Position: Agent Start date: 08/01/1982 No. HR/MO: 3 No. HR/MO during sec trading: 2

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-04-14

S63 Uniform Securities Agent State Law Examination

1983-04-14

Designations

View on SEC IAPD