Inactive

Neil David Hackman

Oak Financial Group Inc

Claim This Profile

Current Employers

Oak Financial Group Inc

Stamford, CT • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-09
FL	RA	APPROVED	2010-03-18
VT	RA	APPROVED	2010-02-16
MD	RA	APPROVED	2010-02-03
NH	RA	APPROVED	2010-02-03
NC	RA	APPROVED	2010-02-03
CA	RA	APPROVED	2010-02-02
NJ	RA	APPROVED	2010-02-01
TX	RA	APPROVED_RES	2006-07-05
CT	RA	APPROVED	1992-03-27

NY RA
APPROVED

Since 2022-02-09
FL RA
APPROVED

Since 2010-03-18
VT RA
APPROVED

Since 2010-02-16
MD RA
APPROVED

Since 2010-02-03
NH RA
APPROVED

Since 2010-02-03
NC RA
APPROVED

Since 2010-02-03
CA RA
APPROVED

Since 2010-02-02
NJ RA
APPROVED

Since 2010-02-01
TX RA
APPROVED_RES

Since 2006-07-05
CT RA
APPROVED

Since 1992-03-27

Branch Locations

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oak Financial Group Inc/Neil Hackman Ria	Stamford	CT	03/1992	Present

03/1992 → Present

Oak Financial Group Inc/Neil Hackman Ria

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-10-12
S63	Uniform Securities Agent State Law Examination	1986-01-24

S65 Uniform Investment Adviser Law Examination

1993-10-12
S63 Uniform Securities Agent State Law Examination

1986-01-24

Other Names

Neil D Hackman

View on SEC IAPD

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor