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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1999-06-28 |
Branch Locations
407 Pilot Court Suite 400, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
OUTSIDE INSURANCE BUSINESS. 2/26/03 -BIG HITTERS CLUB LLC, SELL PROMO BATS TO Equitable EQUIT AND OTHR COMPS, TAKE ORDERS, 1HR month; 2/1/10 - I.R.I.S. (INCLUDE RESPECT I DIRECT), CAREGIVER To Son - 100 HRS month; 12/25 - Administrator or executor of an estate or trustee of a trust for a non-family or family member; 1/1/08 - SOLE-PROPRIETOR, OCCASIONAL SALES OF USED FURN, 5/1/22 - Star and Strips Honor Flights - Volunteer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-09 |
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