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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-03 |
Branch Locations
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
One Embarcadero Center 34Th Floor, San Francisco, CA 94111 • United States
39410 Fremont Boulevard, Fremont, CA 94538 • United States
Alameda, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | San Francisco | CA | 12/2015 | 04/2018 |
| Hsbc Bank Usa, N.A. | San Francisco | CA | 04/2018 | Present |
| Hsbc Securities (Usa) Inc. | San Francisco | CA | 04/2018 | Present |
I have a rental property at 395 Imperial way, #347 Daly City CA 94015 since 2011 and 2280 Rollingwood Dr, San Bruno CA 94066. It is not securities trading business. 1. The name of the other business : Hong Kong associate of Northern California 2. Whether the business is investment-related : NO 3. The address of the other business P.O Box 297 San Francisco CA 94104 4. The nature of the other business: Non Profit organization, business chamber 5. Your position : Chairwoman 6. Title : Chairwoman 7. Relationship with the other business: Chairwoman during 2021 & 2022 8. The start date of your relationship Jan 01 2021 9. The approximate number of hours/month you devote to the other business: 30 hours . 25 hours per months for 24 months. 10. The number of hours you devote to the other business during securities trading hours: N/A 11. Briefly describe your duties relating to the other business: My role duties include chairing meetings of the Board of directors, setting meeting agenda and providing leaderships to the board of directors and acting as a direct liaison between the board and program manager. And, I dont not devot the other business during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-23 |
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