Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-20 |
| AL | RA | APPROVED | 2023-02-02 |
| TX | RA | APPROVED | 2023-02-02 |
Branch Locations
Grove Hill, AL • United States
161 W I-65 Service Road N, Mobile, AL 36608 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mobile | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mobile | AL | 11/2016 | 02/2023 |
| Steward Partners Investment Solutions, Llc | Mobile | AL | 02/2023 | Present |
| Steward Partners Global Advisory, Llc | Mobile | AL | 02/2023 | Present |
| Steward Partners Investment Advisory, Llc | Mobile | AL | 02/2023 | Present |
BACK A BIT LANDS; INV RELATED; POINT CLEAR, AL, START: 6/2003, 1% OWNER, FAMILY OWNED TIMBER LAND; 4 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES. CO-TRUSTEE FOR PARENT, INVESTMENT RELATED, MOBILE AL, 1 HOUR PER MONTH, START DATE 7/31/2012. GRAND MANOR HOA, NOT INVT RELATED, FAIRHOPE, AL, BOARD MEMBER, START DATE 5/17/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, VOTE ON AGENDA ITEMS SUCH AS MAINTENANCE, DUES, ANY RESIDENTS COMPLAINTS OR REQUESTS AND THE ELECTION OF NEW BOARD MEMBERS. ASBURY ROAD LLC; INV. RELATED; POINT CLEAR, AL; 100% OWNERSHIP; RESIDENTIAL REAL ESTATE; START DATE 7/2022; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-26 |
Reach out to this advisor