John Richard Hemenway

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 04/2025
  Next Financial Group Inc
  Houston, TX
• 07/2012 → 12/2022
  Legacy Portfolio Advisors, Llc.
  Austin, TX
• 04/2025 → Present
  Regulus Financial Group, Llc
  Kentwood, MI
• 04/2025 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2009-09-02 → 2025-04-08
  Next Financial Group, Inc.
  Houston, TX
  Houston, TX
  Austin, TX

Other Businesses

Business Name: Legacies Today, LLC - Investment Related: Yes - Address: 5444 Westheimer, Ste 1000, Houston, TX 77056 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name - Title or Relationship: Registered Representative/Investment Advisor Representative - Start Date: 4/8/2025 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services. Business Name: The Legacies Group DBA Legacy Protection Assurance - Investment Related: Yes - Address: 5444 Westheimer, Ste 1000, Houston, TX 77056 - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 4/1/2009 - Hours per month: 10 - Hours per month during trading hours: 10 - Duties: Insurance services. Business Name: John Richard Hemenway - Investment Related: No - Address: 5444 Westheimer, Ste 1000, Houston, TX 77056 - Nature of Business: Mortgage origination - Title or Relationship: Mortgage Originator - Start Date: 1/7/2022 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: Individual has a mortgage origination license but it is not in use.

Exams

• S66 Uniform Combined State Law Examination
  2009-08-12
• S63 Uniform Securities Agent State Law Examination
  1983-09-20