Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-22 |
| CA | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2024-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Walnut Creek | CA | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Orinda | CA | 04/2024 | Present |
MS CAPITAL PARTNERS EMPLOYEE LP, INV-REL, NEW YORK, NY, LESS THAN 1% OWNERSHIP, START 7/17/2008, 0 HRS/MO 0 DURING TRADING.; DCC VENTURES, LLC; INV RELATED; SANTA ROSA BEACH, CA; 100% OWNERSHIP; START 7/1/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES AS HANDLED BY PROPERTY MANAGER.; SUNNYSIDE WATER SPORTS; NOT INV. RELATED; TAHOE CITY,CA; 15% OWNERSHIP WITH SPOUSE; START 1/1/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; WATERCRAFT RENTALS.; QUIN OAKS INVESTMENT GROUP, LLC; INV RELATED; ORINDA, CA; 50% OWNERSHIP; START 12/19/2023; 4 HOURS PER MONTH; 0 HOURS DURING TRADING, FINET PRACTICE.; RENTAL PROPERTY, INV RELATED, ORINDA, CA, 100% OWNERSHIP BY TRUST, START 11/01/2023, 0 HOURS PER MONTH, ZERO HOURS DUIRNG TRADING.; DPC CAPITAL LLC, INV RELATED, ORINDA, CA, 100% OWNERSHIP, START 12/19/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.; RENTAL PROPERTY (27081); INV RELATED; DANA POINT, CA; 50% OWNERSHIP; START: 11/15/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; RESIDENTIAL RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-29 |
Reach out to this advisor