David Bruce Criner

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-03
OH	RA	APPROVED	2009-03-13

TX RA
APPROVED_RES

Since 2014-02-03
OH RA
APPROVED

Since 2009-03-13

Branch Locations

7887 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Xenia, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc	Dayton	OH	03/2009	Present

03/2009 → Present

Raymond James & Associates, Inc

Dayton, OH

Previous Registrations

1999-12-07 → 2009-03-26

Citigroup Global Markets Inc.

Dayton, OH

Dayton, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-08-27
S63	Uniform Securities Agent State Law Examination	1988-11-18

S65 Uniform Investment Adviser Law Examination

1992-08-27
S63 Uniform Securities Agent State Law Examination

1988-11-18

Other Names

David B Criner

View on SEC IAPD