Michael Edward Chambers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Nichols, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco / Private Ledger Corp.	Binghamton	NY	09/2004	Present

09/2004 → Present

Linsco / Private Ledger Corp.

Binghamton, NY

Other Businesses

1. 03/29/07 - DBA - NORTH BRANCH FINANCIAL SERVICES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-07-30

S63 Uniform Securities Agent State Law Examination

1984-07-30

View on SEC IAPD