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H.L. J Johnson

Appleton Partners, Inc.

Boston, MA

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Current Employers
Appleton Partners, Inc.

One Post Office Square 5Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-01-08
  • MA RA
    APPROVED
    Since 2020-01-08

Branch Locations

One Post Office Square 5Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Appleton Partners, Inc. Boston MA 06/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-18
S63 Uniform Securities Agent State Law Examination 1983-05-12
  • S65 Uniform Investment Adviser Law Examination
    2019-12-18
  • S63 Uniform Securities Agent State Law Examination
    1983-05-12
Other Names
  • Harry L Jeffrey Johnson
  • H L Jeffrey Johnson

View on SEC IAPD

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