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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-02-23
TX RA APPROVED_RES 2010-11-01
OH RA APPROVED 1999-09-12
  • VA RA
    APPROVED
    Since 2017-02-23
  • TX RA
    APPROVED_RES
    Since 2010-11-01
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

29525 Chagrin Blvd Ste 370, Pepper Pike, OH 44122 • United States

Bristolville, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pepper Pike OH 09/2005 03/2020
Ameriprise Financial Services, Llc Pepper Pike OH 03/2020 Present
Other Businesses

Business Ownership; Bridge the Opening, LLC; ; solely for office lease and office lease expenses and business expenses; 29425 Chagrin Blvd., Suite 270 Pepper PIke, OH 44122, ,; Not Investment-Related; 11/15/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; western reserve chapter of mayflower descendants; boa representative; 2234 s medina line rd, , Medina, OH, 44281; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; do not have one yet; starting charity to feed zoo animals, farm rescue animals, and horses; 6020 Thompson Clark Rd Bristolville OH 4442, ,; ; 08/04/2015; 1 to 9 hours per month; 0 during trading hours / Amateur Classical Guitar Player; Amateur Classical Guitar Player; 6020 Thompson Clark Rd Bristolville OH 44402, ,; ; 02/22/2018; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-28
  • S63 Uniform Securities Agent State Law Examination
    1996-06-28
Designations

View on SEC IAPD

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