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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-12
CT RA APPROVED 2009-01-16
  • TX RA
    APPROVED_RES
    Since 2019-07-12
  • CT RA
    APPROVED
    Since 2009-01-16

Branch Locations

265 Church Street Suite 401, New Haven, CT 06510 • United States

Hamden, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Springfield MA 07/2008 Present
Hamden High School Hamden CT 08/2019 12/2019
Hamden High School Hamden CT 08/2024 Present
  • 07/2008 → Present
    Raymond James & Associates
    Springfield, MA
  • 08/2019 → 12/2019
    Hamden High School
    Hamden, CT
  • 08/2024 → Present
    Hamden High School
    Hamden, CT
Other Businesses

(1)Name of Business: NEWMAST LLC Address: 55 Summerhill Road, Wallingford, CT, 06492, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/25/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Member (2)Name of Business: NEWMAST LLC Address: 55 Summerhill Rd., Wallingford, CT, 06492, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/25/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC Member for real estate rental

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-15
S63 Uniform Securities Agent State Law Examination 1996-05-31
  • S65 Uniform Investment Adviser Law Examination
    2009-01-15
  • S63 Uniform Securities Agent State Law Examination
    1996-05-31

View on SEC IAPD

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