John Stephen Fox

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1983 → Present
  John Stephen Fox
  Vienna, VA
• 12/2012 → 06/2024
  Securities America, Inc.
  Haymarket, VA
• 12/2012 → 06/2024
  Securities America Advisors, Inc.
  Haymarket, VA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Haymarket, VA

Previous Registrations

• 2012-12-07 → 2024-06-14
  Securities America Advisors, Inc.
  Haymarket, VA
• 1999-04-19 → 2012-12-07
  Investors Security Company, Inc.
  Haymarket, VA
  Suffolk, VA
  Suffolk, VA
  Haymarket, VA

Other Businesses

1. DBA - Fox Financial Services, Inc. 2. INSURANCE SALES POSITION: Agent NATURE: FOX FINANCIAL SERVICES - INSURANCE SALES - AGENT - NON INVESTMENT RELATED - START DATE: 05/1982 ADDRESS: 5632 Tournament Dr Haymarket VA 20169 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 05/01/1982 ADDRESS: 5632 Tournament Dr Haymarket VA 20169 DESCRIPTION: Variable annuity sales through SAI 3. FOX FINANCIAL POSITION: owner NATURE: ins sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1993 ADDRESS: 5632 Tournament Dr Haymarket VA 20169 DESCRIPTION: insurance sales 4. FOX FINANCIAL SERVICES INC POSITION: Agent NATURE: Life Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1993 ADDRESS: 5632 Tournament Drive, Haymarket VA 20169-3106, United States DESCRIPTION: sell life ins

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-08
• S63 Uniform Securities Agent State Law Examination
  1986-03-13

Other Names

• Steve Fox