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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-02 |
| MD | RA | APPROVED | 2007-03-14 |
Branch Locations
11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Hunt Valley | MD | 02/2007 | Present |
| Mml Investors Services, Llc | Hunt Valley | MD | 02/2007 | Present |
(1) NAME: JACOB LANFORD/LENOX ADVISORS INC INV REL: Y ADDR:11350 MC CORMICK RD EXEXC PLAZA IV SUITE 200 HUNT VALLEY MD 21031 NATURE: LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY INCOME, AND LONGTERM CARE, POSITION: SALES/AGENT START:10/29/2014 NO HR/MO:20 HR/MO DUR TRADING: 20 (2) NAME: DON’T WALK BY LLC, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE: COMPANY HELPS HOMELESS INDIVIDUALS AND VETERANS, POSITION: OWNER AND OPERATOR, START DATE: 05/14/2026, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 0, DUTIES: ASSIST HOMELESS INDIVIDUALS AND VETERANS BY PROVIDING ASSISTANCE WITH FOOD, CLOTHING, TEMPORARY HOUSING AND HELP THEM SEEK LONG TERM SOLUTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-15 |
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