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Alexander Thomas Sotiriou

Capital Client Group, Inc.

Tampa, FL

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-07
  • CA RA
    APPROVED
    Since 2020-02-07

Branch Locations

Tampa, FL • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 02/2020 01/2021
New York Life New York NY 06/2012 01/2020
American Funds Los Angeles CA 01/2021 Present
  • 02/2020 → 01/2021
    American Funds
    Los Angeles, CA
  • 06/2012 → 01/2020
    New York Life
    New York, NY
  • 01/2021 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-22
  • S66 Uniform Combined State Law Examination
    2012-08-22
Other Names
  • Zander Sotiriou

View on SEC IAPD

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