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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2008-12-03 |
| TX | RA | APPROVED_RES | 2008-11-25 |
| IL | RA | APPROVED | 2008-11-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Quincy | IL | 11/2008 | Present |
| Bank Of America,Na | Quincy | IL | 11/2009 | Present |
I*127279 For profit or not for profit: For-Profit Name of outside business organization: farm Investment related: No Address of business: Quincy, Illinois 62305 Nature of business: Sole Proprietorship Position, title, association: Owner, Start date of relationship: 12/2/2019 Number of hours devoted: 5 hrsAnnually Number of hours devoted during trading hours: 0 Duties: I am buying a farm and will have someone farm it for me I*133668 For profit or not for profit: For-Profit Name of outside business organization: Farm addition Investment related: Yes Address of business: Quincy, Illinois 62305 Position, title, association: Other, owner Start date of relationship: 11/18/2020 Number of hours devoted: 2 hrs Annually Number of hours devoted during trading hours: 0 Duties: Currently I have approval to own and cash rent a farm. we grow grain crops nothing exotic. I cash rent and do no physical work. A small partial of ground adjoining my approved farm is for sale and I want to buy it and increase the size of my farm I*4393268 Entity Type: Fiduciary role Name of OBA: M. B. TTEE C. B. TTEE U/A DTD 12/19/2018 Address: Quincy, Illinois, 62305 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/14/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-31 |
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