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William Neal Mccoy

Morgan Stanley

Little Rock, AR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
AR RA APPROVED 2023-02-16
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • AR RA
    APPROVED
    Since 2023-02-16

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Little Rock AR 02/1990 02/2023
Morgan Stanley Smith Barney Llc Little Rock AR 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-23
S63 Uniform Securities Agent State Law Examination 1983-03-10
  • S65 Uniform Investment Adviser Law Examination
    1998-03-23
  • S63 Uniform Securities Agent State Law Examination
    1983-03-10
Other Names
  • Bill Mccoy
  • William Neal Mccoy
  • Bill Alias
  • William Neal Mccoy
  • William Neal Mccoy Jr.

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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