Mark Allen Rutland

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1988 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 04/1999 → 07/2020
  Investacorp Advisory Services, Inc.
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Memphis, TN
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Memphis, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Memphis, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Memphis, TN

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Memphis, TN
• 2004-01-26 → 2020-07-17
  Investacorp Advisory Services Inc
  Memphis, TN

Other Businesses

Cornerstone Financial Group,investment related, conducted at 3181 poplar ave. ste#328 Memphis TN 38111. The nature of business-investment services, my position-investment sales, my duties-investment sales. The start date-1986, was the start of the relationship and securities 8 hours per day are devoted to DBA and 160 hours per month devoted to DBA. Continental Southern Insurance-investment related-conducted at 5511 Murray Ave Memephis TN 38119. The nature of business-Term Life Insurance Sales, my position-agent, my duties-term life sales, start date-1988, was the start of the relationship and securities zero hour per day devoted and zero hour per month devoted to OBA. LIFE INSURANCE SALES POSITION: Insurance sells NATURE: Life insurance sells INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1983 ADDRESS: 3181 Poplar Ave # 328, Memphis TN 38111, United States DESCRIPTION: Fixed annuity sales Term Life Insurance sales

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-03-15

Other Names

• Mark A Rutland