Allen Dean Pong

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 06/2004 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 06/2004 → Present
  Img Financial Group
  Houston, TX
• 09/1982 → Present
  Self-Employed
  Houston, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2024 → Present
  Orange Street Treat, Llc
  Fredericksburg, TX

Previous Registrations

• 2004-06-09 → 2023-08-10
  Securian Financial Services, Inc.
  Houston, TX
  Houston, TX
  St. Paul, MN
• 2002-08-14 → 2004-06-08
  New England Securities
  Houston, TX

Other Businesses

1. ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2. IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 3. IMG FINANCIAL GROUP POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1982 ADDRESS: , Houston TX , United States DESCRIPTION: Salesperson IMG MEDICAL GROUP POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 4. HE SAID SHE SHED PROPERTIES, LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 330 Knipp Road, Houston TX 77024, United States DESCRIPTION: Short term rental of house. Wife will manage LLC I will be passive investor 5. PECAN INVESTMENT PROPERTY LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 504 N. Pecan Street, Fredericksburg TX 78624, United States DESCRIPTION: Short term rental of vacation property; 6. NAME OF OTHER BUSINESS: ORANGE STREET TREAT, LLC, INVESTMENT RELATED: NO, ADDRESS: 410 S. ORANGE STREET, FREDERICKSBURG, TX 78624, NATURE OF BUSINESS: REAL ESTATE START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MANAGE SHORT TERM RENTAL PROPERTY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant