Gregory Kent Doctor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2005-11-02

FL RA
APPROVED

Since 2005-11-02

Branch Locations

Stuart, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp	Stuart	FL	11/2005	Present

11/2005 → Present

Linsco/Private Ledger Corp

Stuart, FL

Previous Registrations

1998-10-23 → 2005-11-17

Ubs Financial Services Inc.

Stuart, FL

Other Businesses

1. DOCTOR WEALTH MANAGEMENT, LLC / DBA / STUART, FL / APPROVED SEPTEMBER 15, 2005 2. 03/04/09 / REAL ESTATE RENTAL / RENTAL FO FARMLAND AND HOUSE RENTAL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-15
S63	Uniform Securities Agent State Law Examination	1998-10-09

S65 Uniform Investment Adviser Law Examination

1998-10-15
S63 Uniform Securities Agent State Law Examination

1998-10-09

View on SEC IAPD