Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-13 |
| PA | RA | APPROVED | 2010-06-15 |
| TX | RA | APPROVED | 2009-01-06 |
| CT | RA | APPROVED | 2008-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2006 | Present |
| Bank Of America,N.A. | Indiana | PA | 06/2011 | Present |
I*124851 For profit or not for profit: Non-Profit Organization Name of outside business organization: Quota International of Indiana, PA Investment related: N Address of business: Indiana, Pennsylvania 15701 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/1/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Quota is a non-profit organization empowering women, children the deaf, hard of hearing, and speech impaired in local communities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-04 |
Reach out to this advisor