Dwight William Galda

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2008-08-21
TX	RA	APPROVED	2008-08-04

AZ RA
APPROVED

Since 2008-08-21
TX RA
APPROVED

Since 2008-08-04

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	08/2008	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	08/2008	Present

08/2008 → Present

Cambridge Investment Research, Inc

Fairfield, IA
08/2008 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2006-05-16 → 2008-08-04

Ffec Wealth Partners Llc

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 8/2008 AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 6/TRADING DAY. 2) INDEPENDENT INSURANCE AGENT FOR FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES, 2415 E CAMELBACK RD, STE 700, PHOENIX, AZ, 9/2008. INV REL - 3 HR/WK - 3/TRADING. 3) OSJ DESIGNATE PIVOTAL FINANCIAL ADVISORS, 6300 Ridglea Place, Ste. 801, Fort Worth TX 76116, United States, 06/20/2017, W2 Employee, Administrative, NIR, 65 HR/MO - 35 HR/MO TRADING 4) CRESCENT WEALTH COUNSEL, 25150 North Windy Walk Drive, Unit 15, Scottsdale AZ 85255, United States, 08/20/2008, IAR, DBA Name, INV REL, 240 HR/MO - 160 HR/MO TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-12-14
S65	Uniform Investment Adviser Law Examination	2004-09-24

S63 Uniform Securities Agent State Law Examination

2004-12-14
S65 Uniform Investment Adviser Law Examination

2004-09-24

Designations

View on SEC IAPD