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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Resources, Inc. | Parsippany | NJ | 02/1984 | 09/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 02/1984 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | Present |
| Summit Financial, Llc | Parsippany | NJ | 12/2018 | Present |
(1) Summit Financial, LLC DBA Conway Wealth Group . Investment Related. 4 Campus Drive, Parsippany NJ 07054. RIA. IAR. 11/1/18. 160 hours per month, all during trading hours. Provide financial advice to client. (2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Conway Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (3) MR. CONWAY OPERATES FARMLAND AND STABLES. DEVOTES 5 HOURS/MONTH. (4) CHIEF COORDINATOR FOR THE GRACE PROJECT, A YOUTH PROGRAM THAT HE IS HOPING WILL BEGIN IN JUNE OF 2017, LOCATED AT 321 BURNT MILL RD. BRANCHBURG, NJ 08876. A YOUTH PROGRAM FOR INNER CITY KIDS WHO WILL GO TO MR. CONWAY'S FARM TO PARTICIPATE. MR. CONWAY MAY INCUR SOME BUSINESS EXPENSES TO RUN THIS PROGRAM (BUY EQUIPMENT), AND DEVOTES APPROXIMATELY 50 HOURS PER MONTH, ZERO DURING TRADING HOURS. HE DOES NOT GENERATE ANY INCOME FROM THIS BUSINESS ACTIVITY. 5) Seeds/Seeds Investor, LLC: Investment related. Co-Owner and Founder: Start 12/2018. 311 West 43rd Street, New York, NY 10036; ESG Investment Platform, RIA live as of 6/2020, title Chairman of the Board, dedicating 20hrs/mo, 0 hours during trading hours. New Investment Platform Concept. 6) Mr. Conway is the Co-Founder of The Life & Wealth Network, a non-investment related outside business activity located at 10 Chilton Street, Bernardsville NJ, 07924; start-up 1/21/20. The Life & Wealth Network is a B2B subscription service that provides financial advisors with a curated, branded list of service providers to make available to high end clients. This network includes platforms and services that help clients in various parts of life outside of traditional financial planning. Compensation may come from adding Summit and other IAs as clients. Mr. Conway may devote 40 hours per month to this activity, 10 hours during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-05 |
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