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Michael William Conway

Summit Financial, LLC

Parsippany, NJ

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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-01-03
  • NJ RA
    APPROVED
    Since 2019-01-03

Branch Locations

4 Campus Drive, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Financial Resources, Inc. Parsippany NJ 02/1984 09/2018
Summit Equities, Inc. Parsippany NJ 02/1984 12/2018
Purshe Kaplan Sterling Investments Albany NY 09/2018 Present
Summit Financial, Llc Parsippany NJ 12/2018 Present
  • 02/1984 → 09/2018
    Summit Financial Resources, Inc.
    Parsippany, NJ
  • 02/1984 → 12/2018
    Summit Equities, Inc.
    Parsippany, NJ
  • 09/2018 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 12/2018 → Present
    Parsippany, NJ
Previous Registrations
  • 2002-05-15 → 2018-12-27
    Summit Equities, Inc.
    Parsippany, NJ
    Parsippany, NJ
  • 2002-06-06 → 2018-09-20
    Summit Financial Resources Inc
    Parsippany, NJ
Other Businesses

(1) Summit Financial, LLC DBA Conway Wealth Group . Investment Related. 4 Campus Drive, Parsippany NJ 07054. RIA. IAR. 11/1/18. 160 hours per month, all during trading hours. Provide financial advice to client. (2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Conway Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (3) MR. CONWAY OPERATES FARMLAND AND STABLES. DEVOTES 5 HOURS/MONTH. (4) CHIEF COORDINATOR FOR THE GRACE PROJECT, A YOUTH PROGRAM THAT HE IS HOPING WILL BEGIN IN JUNE OF 2017, LOCATED AT 321 BURNT MILL RD. BRANCHBURG, NJ 08876. A YOUTH PROGRAM FOR INNER CITY KIDS WHO WILL GO TO MR. CONWAY'S FARM TO PARTICIPATE. MR. CONWAY MAY INCUR SOME BUSINESS EXPENSES TO RUN THIS PROGRAM (BUY EQUIPMENT), AND DEVOTES APPROXIMATELY 50 HOURS PER MONTH, ZERO DURING TRADING HOURS. HE DOES NOT GENERATE ANY INCOME FROM THIS BUSINESS ACTIVITY. 5) Seeds/Seeds Investor, LLC: Investment related. Co-Owner and Founder: Start 12/2018. 311 West 43rd Street, New York, NY 10036; ESG Investment Platform, RIA live as of 6/2020, title Chairman of the Board, dedicating 20hrs/mo, 0 hours during trading hours. New Investment Platform Concept. 6) Mr. Conway is the Co-Founder of The Life & Wealth Network, a non-investment related outside business activity located at 10 Chilton Street, Bernardsville NJ, 07924; start-up 1/21/20. The Life & Wealth Network is a B2B subscription service that provides financial advisors with a curated, branded list of service providers to make available to high end clients. This network includes platforms and services that help clients in various parts of life outside of traditional financial planning. Compensation may come from adding Summit and other IAs as clients. Mr. Conway may devote 40 hours per month to this activity, 10 hours during security trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-05
  • S63 Uniform Securities Agent State Law Examination
    1984-04-05
Designations
Other Names
  • Michael William Conway
  • Michael Conway
  • Michael W Conway

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