Chris Aitken

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-25

TX RA
APPROVED

Since 2017-03-25

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Houston	TX	03/1986	03/2017
Massmutual Life Insurance Co	Houston	TX	07/2016	Present
Mml Investors Services, Llc	Houston	TX	03/2017	Present

03/1986 → 03/2017

Metlife Securities Inc.

Houston, TX
07/2016 → Present

Massmutual Life Insurance Co

Houston, TX
03/2017 → Present

Mml Investors Services, Llc

Houston, TX

Previous Registrations

1986-11-13 → 2017-03-25

Msi Financial Services, Inc.

Houston, TX

Houston, TX

Houston, TX

Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS - 2 SEC HRS 2 NON SEC HRS PER WEEK SINCE 04/2013

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-02-25

S63 Uniform Securities Agent State Law Examination

1983-02-25

View on SEC IAPD