Lawrence Scharf

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-03-16
TX	RA	APPROVED_RES	2026-03-16
CT	RA	APPROVED	2026-03-13

NC RA
APPROVED

Since 2026-03-16
TX RA
APPROVED_RES

Since 2026-03-16
CT RA
APPROVED

Since 2026-03-13

Branch Locations

Wilmington, NC • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Redding, CT • United States

8 Wright Street Suite 107, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James And Associates	Westport	CT	04/2016	03/2026
Steward Partners Global Advisory, Llc	Westport	CT	03/2026	Present
Steward Partners Investment Advisory, Llc	Westport	CT	03/2026	Present
Steward Partners Investment Solutions, Llc	Westport	CT	03/2026	Present

04/2016 → 03/2026

Raymond James And Associates

Westport, CT
03/2026 → Present

Steward Partners Global Advisory, Llc

Westport, CT
03/2026 → Present

Steward Partners Investment Advisory, Llc

Westport, CT
03/2026 → Present

Steward Partners Investment Solutions, Llc

Westport, CT

Previous Registrations

2016-04-29 → 2026-03-13

Raymond James & Associates, Inc.

Westport, CT

Wilmington, NC

Wilmington, NC
2004-10-29 → 2016-05-19

Ubs Financial Services Inc.

Westport, CT

Westport, CT
1999-02-24 → 2004-11-26

Advest, Inc.

West Port, CT

Other Businesses

(1)Name of Business: LS Holdings, LLC Address: 23 high ridge road, Redding, CT, 06896, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 03/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: president of LLC, oversee how the LLC invests (2)Name of Business: Red Roses, LLC; City/State: Redding, CT; Activity Type: Business Ownership; Position/Title: President; Investment Related: No; Start Date: 05/22/2018; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Oversee the management, pay the bills, and keep up with the state registration for the business; owns an undeveloped property. (3)Name of Business: Sunshine Daydreams, LLC; City/State: Redding, CT; Activity Type: Rental Real Estate; Position/Title: President; Investment Related: No; Start Date: 12/02/2016; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Landlord duties.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-06
S63	Uniform Securities Agent State Law Examination	1983-02-23

S65 Uniform Investment Adviser Law Examination

1998-04-06
S63 Uniform Securities Agent State Law Examination

1983-02-23

View on SEC IAPD