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Roberta Elizabeth (Richards) Mauch

Janney Montgomery Scott LLC

Osterville, MA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2007-08-29
  • MA RA
    APPROVED
    Since 2007-08-29

Branch Locations

804 Main Street 1St Floor, Osterville, MA 02655-2047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/1998 Present
Other Businesses

1) Self; 80 B Greenwood Avenue, Hyannis, MA; Not investment related; Real Estate Rental Property of Studio Apartment; Position: Owner / Landlord; Start Date: 2010; Devotes: 2 hour per month and 0 during securities trading hours; compensated. 2) Save Twin Brooks, Not investment related; 234 Greenwood Ave, Hyannis, MA; Non-Profit Neighborhood Group, Position: Volunteer; Start Date: 06/2021; 4hrs per month/ .3 hrs per day; Non Profit Neighborhood Group working to preserve the 40 acre Twin Brooks Hyannis Golf Course from high-density corp development of apartments; attend weekly 1-hr. neighborhood zoom after hours and also assist administratively.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-27
  • S66 Uniform Combined State Law Examination
    2007-08-27
Other Names
  • Roberta Elizabeth (Richards) Mauch
  • Roberta Elizabeth (Richards) Mauch

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