Roberta Elizabeth (Richards) Mauch

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Janney Montgomery Scott Llc
  Philadelphia, PA

Other Businesses

1) Self; 80 B Greenwood Avenue, Hyannis, MA; Not investment related; Real Estate Rental Property of Studio Apartment; Position: Owner / Landlord; Start Date: 2010; Devotes: 2 hour per month and 0 during securities trading hours; compensated. 2) Save Twin Brooks, Not investment related; 234 Greenwood Ave, Hyannis, MA; Non-Profit Neighborhood Group, Position: Volunteer; Start Date: 06/2021; 4hrs per month/ .3 hrs per day; Non Profit Neighborhood Group working to preserve the 40 acre Twin Brooks Hyannis Golf Course from high-density corp development of apartments; attend weekly 1-hr. neighborhood zoom after hours and also assist administratively.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-27

Other Names

• Roberta Elizabeth (Richards) Mauch
• Roberta Elizabeth (Richards) Mauch