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Huntington Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lydon Asset Management, Dba Global Trends Investments | Newport Beach | CA | 04/1996 | Present |
| Lydon Media Llc Dba Etf Trends | Irvine | CA | 08/2005 | 05/2022 |
| Vettafi Llc | New York | NY | 05/2022 | 04/2024 |
U.S. GLOBAL INVESTORS, INC Not investment related 7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229 REGISTERED INVESTMENT ADVISOR OFFERING SERVICES TO U.S. GLOBAL INVESTORS FUNDS DIRECTOR-CORPORATE BOARD Started April 1997 2 hours/month 0 HOURS DURING TRADING HOURS MEMBER OF BOARD OF DIRECTORS GUGGENHEIM INVESTMENTS MUTUAL FUNDS Not investment related 40 E. 52ND STREET, 16TH FLOOR, NEW YORK, NY 10022 MANAGEMENT INVESTMENT COMPANY TRUSTEE Started March 2003 3 hours/month 0 hours during trading hours MEMBER OF BOARD OF TRUSTEES NEOS Investments LLC Investment related 13 Riverside Ave, Westport, CT 06880 ETF Issuer Title or relationship: N/A Started December 2024 10-20 hours/month 0 hours during trading hours webcast and podcast host, marketing consulting The 2023 ETF Series Trust c/o Foreside Management Services, LLC Not investment related Three Canal Plaza, Suite 100, Portland, ME 04101 ETF Issuer Trust Independent Trustee Started January 2023 3 hours/month 0 hours during trading hours Independent Trustee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-28 |
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