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Scott Andre Feinman

Rbc Capital Markets, LLC

Chadds Ford, PA

Chadds Ford, PA

CRD 1098667

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-09-20
TX RA APPROVED_RES 2010-02-08
PA RA APPROVED 2006-05-09
  • VI RA
    APPROVED
    Since 2024-09-20
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • PA RA
    APPROVED
    Since 2006-05-09

Branch Locations

1 Dickinson Drive Suite 100, Chadds Ford, PA 19317-9665 • United States

Chadds Ford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Wilmington DE 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-10
S63 Uniform Securities Agent State Law Examination 1983-03-28
  • S65 Uniform Investment Adviser Law Examination
    1995-05-10
  • S63 Uniform Securities Agent State Law Examination
    1983-03-28

View on SEC IAPD

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JOHN LEROY BLAIR
John Leroy Blair
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Nearby Offices

DT INVESTMENT PARTNERS, LLC · CHADDS FORD, PA
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