Albert Ray Merchent

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1982 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vienna, VA
• 12/1982 → Present
  #Ia Merrill Lynch, Pierce, Fenner & Smit
  Washington, DC
• 12/2009 → Present
  Bank Of America, Na
  Vienna, VA

Other Businesses

I*63706 For profit or not for profit: Non-Profit Organization Name of outside business organization: Trinity United Methodist Church Investment related: N Address of business: Alexandria, Virginia 22302 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Trustee, Start date of relationship: 2/17/2010 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Vice Chair Trustees Trinity United Methodist Church The Trustees oversee the property of the church I*63710 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRINITY UNITED METHODIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALEXANDRIA, VIRGINIA 22302 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2008 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVERSEE THE FINANCES OF THE CHURCH

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-10
• S63 Uniform Securities Agent State Law Examination
  1983-03-04

Other Names

• Albert Ray (Jr) Merchent